Overview of SEC's Crowdfunding Proposals

Address

Webinar

1:00 p.m. to 2:30 p.m. Eastern
12:00 p.m. to 1:30 p.m. Central
11:00 a.m. to 12:30 p.m. Mountain
10:00 a.m. to 11:30 a.m. Pacific

Cost

There is no cost to attend this program, however, registration is required.

The SEC has proposed rules to implement Crowdfunding as mandated by the JOBS Act. The proposals will permit Crowdfunding up to $1 million per 12-month period exclusively through a single Crowdfunding intermediary. The proposals clarify and augment the JOBS Act Crowdfunding provisions in several key respects.

During this webinar, our attorneys will provide a comprehensive overview of the SEC’s Crowdfunding rules. Specifically, we will discuss:

Funding and Investment Limits
Excluded Issuers
The contents of a Crowdfunding Offering Statement
Intermediary Responsibilities and Requirements
The Safe Harbor and Investment Advice
Registration as a Funding Portal - Form “BD Light”
Bank Secrecy Act and AML Rules
Fraud Prevention and Detection

This webinar is intended for development-stage companies looking to raise money through Crowdfunding and broker-dealers or third party service providers interested in becoming Crowdfunding intermediaries.

If you have any questions, please contact events@seyfarth.com.

To register for this event click here