Speaking Engagement

Mar 7, 2007

401(k) Fee Lawsuits: Is Your Plan at Risk?

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Address

Boston, MA

Wellesley Hills offices of WWW
80 William Street, 4th Floor
Wellesley Hills, MA 02481

Agenda:
8:00 - 8:30 a.m. Continental Breakfast & Networking
8:30 - 10:30 a.m. Presentation

Twelve major U.S. corporations are defending class action litigation over the payment
of 401(k) fees and “revenue sharing.” More lawsuits are anticipated. The Department
of Labor has also begun investigations into payment of 401(k) fees as breaches
of fiduciary duties. Learn what steps EVERY plan sponsor must take now to avoid
becoming a target of a DOL inquiry or a class action lawsuit.

Topics to be covered:

  • Why payment of 401(k) fees is a bigger issue than it may appear;
  • The allegations and practical implications of the lawsuits;
  • The possibility of Department of Labor audits and/or investigations;
  • The value of benchmarking fees and services;
  • Protective measures plan sponsors need to consider;
  • Types of fees that may be paid by 401(k) plans;
  • New ideas to structure payment of administrative expenses;
  • Understanding “revenue sharing”;
  • Immediate action steps.

Join us for what promises to be an eye-opening and informational session.